AH
Aaron K. Hevle
WORLD EQUITY GROUP
Houston, TX 77027
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CRD#: 3062962
AH
Professional summary
Aaron Kirk Hevle is a registered financial advisor currently at WORLD EQUITY GROUP, INC. located in Houston, Texas.
Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Aaron has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 4, Series 24 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Innovative Premier Financial Services; Yes, Investment Related; Address: 13105 NW Freeway, Suite 1250, Houston TX 77040, USA; Nature of OBA: Insurance - Fixed Life Insurance and Fixed Annuities trails and overrides; Posn/Title: Agent; Start Date: 05/01/2019; Approx No of Hrs/Mth towards OBA; 8; Approx No of Hrs/Mth during trading Hrs: ZERO Hrs; Duties: I act as an agent selling fixed life and annuity products. I also receive trails and overrides on fixed products from previous production and through agents whom I have recruited to the agency. 2. Exponent Prosperity Accelerator Advisers LLC; Not Investment Related; Address: 1800 West Loop South, Suite 1700, Houston, TX, 77027; USA; Nature of OBA: Business Development, Transition Planning, Executive Retention, and Informal Business Valuation services; Posn/Title: Director of Finance; Start Date: 05/01/2024; Approx No of Hrs/Mth towards OBA; 80; Approx No of Hrs/Mth during trading Hrs: 80 Hrs; Duties: Preparation of internal financial statements, Transition/Executive Retention plan design, Informal Business Valuation reports. 3. Notary Public; Not Investment Related; Address: 1800 W Loop S, Suite 1700, Houston, TX, 77027; Nature of OBA; Texas Notary Public; Posn/Title: Notary Public; Start Date: 04/28/2022; Approx No of Hrs/Mth towards OBA; 80; Approx No of Hrs/Mth during trading Hrs: 80 Hrs; Duties towards OBA: Notarize documents;
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Kirk Hevle's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Aaron Kirk Hevle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 30, 2025 - Present
WORLD EQUITY GROUP, INC.
Office #1: 1800 West Loop South Unit 1700, Houston, TX 77027RIA
BD
CRD#: 29087
Houston, TX
Current
February 4, 2025 - Present
WORLD EQUITY GROUP, INC.
Office #1: 1800 West Loop South Unit 1700, Houston, TX 77027RIA
BD
CRD#: 29087
Houston, TX
Past
January 3, 2023 - April 30, 2024
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
SYRACUSE, NY
Past
March 1, 2021 - April 30, 2024
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
HOUSTON, TX
Past
November 11, 2019 - April 30, 2024
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
HOUSTON, TX
Past
March 25, 2017 - April 3, 2019
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
HOUSTON, TX
Past
September 11, 2012 - January 2, 2015
NEW ENGLAND SECURITIES
BD
CRD#: 615
HOUSTON, TX
Past
June 20, 2011 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
HOUSTON, TX
Past
August 9, 2002 - March 3, 2010
D.B. FRANK INVESTMENTS, INC.
BD
CRD#: 115304
BELLAIRE, TX
Past
November 21, 2001 - August 2, 2002
D.B. FRANK INVESTMENTS, INC.
BD
CRD#: 115304
BELLAIRE, TX
Past
July 20, 1998 - January 3, 2001
FIMI SECURITIES, INC.
BD
CRD#: 37140
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Texas(1/30/2025)
RR
Texas(2/4/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
425 N Martingale Road Suite 1220, Schaumburg, IL 60173
Mailing Address
425 N Martingale Road Suite 1200, Schaumburg, IL 60173
Phone number
(847) 342-1700
Established
Illinois since 09/13/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
170
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
