Kenneth L. Severinsen
Professional summary
Kenneth Lee Severinsen was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kenneth is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Kenneth had worked at 8 firms, which includes ROCKWELL GLOBAL CAPITAL LLC, BROOKSTONE SECURITIES INC., LIBERTY PARTNERS FINANCIAL SERVICES LLC, SYNERGY INVESTMENT GROUP LLC, J.D. NICHOLAS & ASSOCIATES INC., AMERICAN CAPITAL PARTNERS LLC, TRIDENT PARTNERS LTD., FIRST MONTAUK SECURITIES CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2010 - January 21, 2014
ROCKWELL GLOBAL CAPITAL LLC
January 29, 2010 - July 23, 2010
BROOKSTONE SECURITIES, INC.
January 20, 2010 - January 26, 2010
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
November 16, 2009 - January 19, 2010
SYNERGY INVESTMENT GROUP, LLC
December 19, 2006 - November 9, 2009
J.D. NICHOLAS & ASSOCIATES, INC.
December 2, 2002 - December 20, 2006
AMERICAN CAPITAL PARTNERS, LLC
May 23, 2000 - December 3, 2002
TRIDENT PARTNERS LTD.
July 28, 1998 - June 7, 2000
FIRST MONTAUK SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
ROCKWELL GLOBAL CAPITAL LLC
CRD#: 142485 / SEC#: , 8-67467
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 7 |
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