Ashley D. Galler

THE ASCENT GROUP

Virginia Beach, VA 23462

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CRD#: 3062906

Professional summary

Ashley Dorroh Galler, CFP®, who also goes by Ashley Council Dorroh, Ashley Council Galler, is a registered financial advisor currently at THE ASCENT GROUP, LLC located in Virginia Beach, Virginia and OSAIC WEALTH, INC. located in Virginia Beach, Virginia.

Ashley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Ashley has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ashley Council Dorroh | Ashley Council Galler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashley Dorroh Galler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

June 3, 2021 - Present

THE ASCENT GROUP, LLC

Office #1: 192 Ballard Court Suite 400, Virginia Beach, VA 23462

RIA

CRD#: 314424

Virginia Beach, VA

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 192 Ballard Court Suite 400, Virginia Beach, VA 23462

RIA

CRD#: 23131

Virginia Beach, VA

Past

February 2, 2023 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

Virginia Beach, VA

Past

June 30, 2006 - June 7, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

VIRGINIA BEACH, VA

Past

June 30, 2006 - January 24, 2023

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

VIRGINIA BEACH, VA

Past

July 13, 2005 - June 30, 2006

CARILLON INVESTMENTS, INC.

RIA

CRD#: 14646

VIRGINIA BEACH, VA

Past

April 20, 2000 - June 30, 2006

CARILLON INVESTMENTS, INC.

CRD#: 14646

VIRGINIA BEACH, VA

Past

August 13, 1998 - May 8, 2000

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE ASCENT GROUP, LLC

CRD#: 314424 / SEC#: 801-121182

RIA

Registered Investment Advisory firm - (5/10/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/23/2024)

Arizona
(8/23/2024)

California
(8/23/2024)

Colorado
(8/23/2024)

District of Columbia
(8/23/2024)

Florida
(8/23/2024)

Georgia
(8/23/2024)

Hawaii
(8/23/2024)

Illinois
(8/23/2024)

Indiana
(10/31/2024)

Kansas
(8/23/2024)

Maryland
(8/23/2024)

Michigan
(8/23/2024)

Nebraska
(8/23/2024)

New Jersey
(8/23/2024)

New York
(8/23/2024)

North Carolina
(8/23/2024)

Ohio
(8/23/2024)

Oregon
(5/1/2025)

Pennsylvania
(8/23/2024)

Rhode Island
(8/23/2024)

South Carolina
(5/1/2025)

Tennessee
(3/17/2025)

Texas
(5/1/2025)

IAR

Virginia
(6/3/2021)

Virginia
(8/23/2024)

Washington
(2/4/2026)

Wisconsin
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/30/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/27/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/12/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

THE ASCENT GROUP, LLC

CRD#: 314424 / SEC#: 801-121182

RIA

Registered Investment Advisory firm - (5/10/2021 Approved)

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Contact information

Main Address

192 Ballard Court Suite 400, Virginia Beach, VA 23462

Mailing Address

Phone number

(757) 499-8300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR THE ASCENT GROUP, LLC (3/31/2025)

Regulatory assets under management

Total Number of Accounts	7,304
AUM (Assets Under Management)	$ 4,933,296,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ashley D. Galler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashley Dorroh Galler's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE ASCENT GROUP, LLC

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

CARILLON INVESTMENTS, INC.

CARILLON INVESTMENTS, INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

THE ASCENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/30/2005

Series 63

Date: 7/27/1998

SIE

Date: 10/1/2018

Series 6

Date: 8/12/1998

FINRA

Current Firm

THE ASCENT GROUP, LLC

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE ASCENT GROUP, LLC

TRUST BUT VERIFY

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