Paul L. Boule
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Lazare Boule was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1998. Paul had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2018 - January 7, 2019
PEOPLE'S UNITED ADVISORS, INC.
October 5, 2009 - January 7, 2019
PEOPLE'S SECURITIES, INC.
October 5, 2009 - January 7, 2019
PEOPLE'S SECURITIES, INC.
November 24, 2003 - September 23, 2009
OSAIC INSTITUTIONS, INC.
November 24, 2003 - September 23, 2009
OSAIC INSTITUTIONS, INC.
October 13, 2003 - November 11, 2003
CHITTENDEN SECURITIES, LLC.
October 13, 2003 - November 11, 2003
CHITTENDEN SECURITIES, LLC.
July 29, 2002 - October 10, 2003
OSAIC INSTITUTIONS, INC.
July 29, 2002 - October 10, 2003
OSAIC INSTITUTIONS, INC.
October 4, 2001 - August 1, 2002
A. G. EDWARDS & SONS, INC.
July 13, 1998 - August 1, 2002
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PEOPLE'S UNITED ADVISORS, INC.
CRD#: 292454 / SEC#: 801-112648
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,076 |
| AUM (Assets Under Management) | $ 845,211,011 |
Red Flags
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