Kin Kwok Pang
Professional summary
Kin Kwok Pang, who also goes by Kinkwok Pang, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Jersey City, New Jersey.
Kin Kwok is registered as a RR (Registered Representative) and started their career in finance in 1998. Kin Kwok has worked at 8 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kin Kwok Pang's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 6, 2012 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 499 Washington Blvd, Jersey City, NJ 07310September 25, 2006 - September 16, 2010
DEUTSCHE BANK SECURITIES INC.
July 20, 2006 - September 20, 2006
NABSECURITIES, LLC
May 28, 2004 - July 7, 2006
CANTOR FITZGERALD SECURITIES
December 5, 2003 - May 21, 2004
CITIGROUP GLOBAL MARKETS INC.
July 30, 2001 - March 26, 2003
REFCO SECURITIES, LLC
September 22, 1999 - May 15, 2001
NEBRASKA HUDSON COMPANY, INC.
August 26, 1998 - July 27, 1999
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 7/11/2023
Operations Professional ExaminationFINRA
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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