Araceli B. Quinonez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Araceli B Quinonez, who also goes by Araceli Bombardelli, Sally Quinonez, was a registered financial professional .
Araceli is a previously registered financial professional and started their career in finance in 1999. Araceli had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2015 - October 2, 2015
WFG INVESTMENTS, INC.
January 18, 2005 - May 8, 2014
RBC CAPITAL MARKETS, LLC
August 26, 2003 - January 14, 2005
FARMERS FINANCIAL SOLUTIONS, LLC
July 18, 2001 - October 31, 2001
HOAK BREEDLOVE WESNESKI & CO.
July 14, 1999 - July 17, 2001
BALDWIN ANTHONY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WFG INVESTMENTS, INC.
CRD#: 22704 / SEC#: , 8-39928
Contact information
Documents
Disclosures
| Regulatory Event | 23 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
