Milton Leist
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Milton Leist was a registered financial professional .
Milton is a previously registered financial professional and started their career in finance in 1956. Milton had worked at 10 firms and has passed the PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 1999 - April 4, 2001
HAPOALIM SECURITIES USA, INC.
May 31, 1990 - June 1, 1999
STUART, COLEMAN & CO., INC.
November 15, 1989 - April 20, 1990
INSTITUTIONAL EQUITY CORPORATION
April 20, 1989 - December 13, 1989
WILLIAM M. CADDEN & CO., INC.
June 24, 1988 - March 20, 1989
MOORE & SCHLEY, CAMERON & CO.
April 28, 1976 - June 2, 1988
PHILIPS, APPEL & WALDEN, INC.
August 29, 1973 - May 9, 1976
SHIELDS MODEL ROLAND INCORPORATED
November 16, 1971 - May 30, 1973
WEIS SECURITIES, INC.
October 12, 1970 - June 14, 1973
BROOKDALE SECURITIES CORPORATI ON
May 2, 1956 - March 15, 1971
BRAND GRUMET & SIEGEL INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 4/4/1977
AMEX Put and Call ExamSeries 1
Date: 5/2/1956
Registered Representative ExaminationCurrent Firm
HAPOALIM SECURITIES USA, INC.
CRD#: 266 / SEC#: , 8-3018
Contact information
Documents
Disclosures
| Regulatory Event | 32 |
| Civil Event | 1 |
| Arbitration | 6 |
Red Flags
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