David L. Allard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Lee Allard, who also goes by Dave Allard, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1970. David had worked at 5 firms and has passed the Series 65, Series 63, Series 1, Series 4 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 1995 - January 7, 2002
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
November 19, 1989 - May 11, 1995
OSAIC WEALTH, INC.
November 3, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
October 1, 1985 - November 3, 1988
CHRISTOPHER WEIL & COMPANY, INC
June 2, 1970 - September 3, 1987
INVESTMENT MARKETING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/12/1968
Registered Representative ExaminationSeries 00
Date: 5/21/1970
General Securities Principal ExaminationCurrent Firm
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
CRD#: 27884 / SEC#: , 8-43206
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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