Steven R. Vigliotti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Richard Vigliotti was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1998. Steven had worked at 8 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2010 - March 13, 2013
ITG EXECUTION SERVICES, INC.
February 17, 2010 - March 13, 2013
BLACKWATCH BROKERAGE INC.
February 17, 2010 - March 20, 2019
VIRTU ITG LLC
February 17, 2010 - March 20, 2019
VIRTU ALTERNET SECURITIES LLC
August 21, 2007 - October 1, 2007
NYFIX TRANSACTION SERVICES, INC.
September 21, 2006 - February 1, 2010
VELOCITY CLEARING, LLC
May 18, 2006 - December 15, 2009
NYFIX MILLENNIUM, L.L.C.
June 4, 1998 - September 8, 2005
BGC FINANCIAL, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ITG EXECUTION SERVICES, INC.
CRD#: 5247 / SEC#: , 8-15803
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOENIG GROUP, INC. | PARENT COMPANY | |
| CHI, PATRICK CHANG | CHIEF COMPLIANCE OFFICER | 5634045 |
| GASSER, ROBERT CHRISTIAN | DIRECTOR, CHAIRMAN OF THE BOARD | 1634925 |
| GOEBELS, MATS PAULIN | DIRECTOR, SECRETARY | 3111742 |
| MARRALE, MICHAEL VINCENT | CHIEF EXECUTIVE OFFICER | 2827373 |
| VIGLIOTTI, STEVEN RICHARD | DIRECTOR, TREASURER | 3061887 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
