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GS

Gerasomou S. Siliverdes

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CRD#: 3061789
GS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gerasomou Spiro Siliverdes, who also goes by Gerasomou Siliverdes, Gerasomous Spiro Siliverdes, Jerry Siliverdes, was a registered financial professional .

Gerasomou is a previously registered financial professional and started their career in finance in 1998. Gerasomou had worked at 5 firms and has passed the Series 63, SIE, Series 57, Series 55 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Gerasomou Siliverdes | Gerasomous Spiro Siliverdes | Jerry Siliverdes

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 19, 2018 - October 30, 2018

WALLEYE TRADING LLC

BD
CRD#: 136196
WAYZATA, MN
Past

May 5, 2010 - May 20, 2013

FIRST NEW YORK SECURITIES L.L.C.

BD
CRD#: 16362
NEW YORK, NY
Past

April 21, 2003 - October 22, 2008

RAMIUS SECURITIES LLC

BD
CRD#: 41076
NEW YORK, NY
Past

October 14, 2002 - March 3, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

June 18, 1998 - October 15, 2002

HERZOG, HEINE, GEDULD, LLC

BD
CRD#: 2186
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/31/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 57
Date: 6/19/2018
Securities Trader Exam
General Industry/Product Exam
RR
Series 55
Date: 4/15/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam

Current Firm


WT
WALLEYE TRADING LLC
WALLEYE TRADING LLC

CRD#: 136196 / SEC#: , 8-66988

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
401 Lake Street East 3rd Floor, Wayzata, MN 55391
Mailing Address
401 Lake Street East 3rd Floor, Wayzata, MN 55391
Phone number
(952) 345-5200
Established
Delaware since 04/25/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
WALLEYE INVESTMENTS FUND LLCMEMBER
ENGLAND, WILLIAM DUNNINGCHIEF EXECUTIVE OFFICER6210716
ESSAFI, KHALIDCHIEF COMPLIANCE OFFICER7148450
GIANPETRO, SARAH ANNCO-HEAD FINANCE AND ACCOUNTING & FINOP6476299

Disclosures


Regulatory Event14

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WALLEYE TRADING LLC

CRD#: 136196

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