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Philip Sabio

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CRD#: 3061709
PS
Philip Sabio

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Philip Sabio, who also goes by Philip Laslo Sabio, was a registered financial professional .

Philip is a previously registered financial professional and started their career in finance in 1998. Philip had worked at 16 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6, Series 31 and Series 7 exams.

Aliases

Philip Laslo Sabio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 2, 2026 - July 15, 2026

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
West Caldwell, NJ
Past

April 2, 2026 - July 15, 2026

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
West Caldwell, NJ
Past

March 25, 2024 - December 16, 2025

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
Fairfield, NJ
Past

March 14, 2024 - December 16, 2025

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Fairfield, NJ
Past

November 4, 2022 - February 2, 2024

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
WOODBRIDGE, NJ
Past

November 4, 2022 - February 2, 2024

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
WOODBRIDGE, NJ
Past

March 8, 2022 - November 21, 2022

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA
CRD#: 611
Paramus, NJ
Past

March 7, 2022 - November 21, 2022

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

BD
CRD#: 611
Paramus, NJ
Past

January 5, 2021 - February 25, 2022

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
PEARL RIVER, NY
Past

January 4, 2021 - February 25, 2022

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
PEARL RIVER, NY
Past

June 15, 2020 - January 4, 2021

OSAIC FA, INC.

RIA
CRD#: 3978
PARAMUS, NJ
Past

November 20, 2019 - January 4, 2021

OSAIC FA, INC.

BD
CRD#: 3978
PARAMUS, NJ
Past

April 18, 2017 - December 17, 2019

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
Matawan, NJ
Past

November 27, 2015 - March 7, 2016

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
CLIFTON, NJ
Past

April 8, 2015 - June 17, 2015

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SADDLE BROOK, NJ
Past

October 1, 2014 - November 26, 2014

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
PARAMUS, NJ
Past

April 25, 2013 - March 12, 2014

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
EAST HANOVER, NJ
Past

August 13, 2012 - March 12, 2014

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
EAST HANOVER, NJ
Past

October 16, 2001 - April 11, 2002

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
WAVERLY, IA
Past

October 10, 2000 - October 1, 2001

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
APPLETON, WI
Past

August 6, 1998 - October 11, 2000

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

June 12, 1998 - July 28, 1998

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

June 12, 1998 - July 28, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 6/6/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/10/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/4/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 8/10/2012
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 31
Date: 9/8/1998
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 6/8/1998
General Securities Representative Examination

Current Firm

AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)
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Contact information

Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts280
AUM (Assets Under Management)$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524

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