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JD

Joshua W. Davis

CHIMERA SECURITIES
New York, NY 10003
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CRD#: 3061581
JD

Professional summary


Joshua Wyant Davis, who also goes by Josh Davis, is a registered financial professional currently at CHIMERA SECURITIES, LLC located in New York, New York.

Joshua is registered as a RR (Registered Representative) and started their career in finance in 1998. Joshua has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Josh Davis

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Joshua Wyant Davis's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 28, 2024 - Present

CHIMERA SECURITIES, LLC

Office #1: 27 Union Square West 4th Floor, New York, NY 10003
BD
CRD#: 147566
New York, NY
Past

March 16, 2023 - April 29, 2024

T3 TRADING GROUP, LLC

BD
CRD#: 154431
NEW YORK, NY
Past

September 18, 2012 - March 16, 2023

CHIMERA SECURITIES, LLC

BD
CRD#: 147566
NEW YORK, NY
Past

May 3, 2012 - September 18, 2012

HOLD BROTHERS CAPITAL LLC

BD
CRD#: 151864
NEW YORK, NY
Past

November 21, 2011 - September 18, 2012

TAFFERER TRADING, LLC

BD
CRD#: 36816
NEW YORK, NY
Past

November 15, 2011 - November 22, 2011

CHIMERA SECURITIES, LLC

BD
CRD#: 147566
NEW YORK, NY
Past

September 6, 2005 - November 15, 2011

TAFFERER TRADING, LLC

BD
CRD#: 36816
ARMONK, NY
Past

October 27, 2003 - August 17, 2005

KNIGHT CAPITAL AMERICAS, L.P.

BD
CRD#: 38599
JERSEY CITY, NJ
Past

August 10, 1998 - August 17, 2005

KNIGHT CAPITAL MARKETS LLC

BD
CRD#: 38379
PURCHASE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 4/6/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 11/1/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


CS
CHIMERA SECURITIES, LLC
CHIMERA SECURITIES, LLC

CRD#: 147566 / SEC#: , 8-67915

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
27 Union Square West 4th Floor, New York, NY 10003
Mailing Address
27 Union Square West 4th Floor, New York, NY 10003
Phone number
(646) 597-6100
Established
Delaware since 05/30/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
CHIMCAP HOLDINGS LLCMEMBER
GERSTENBLATT, JARED SCOTTMANAGING PARTNER3080361
GRIMALDI, CHRISTOPHER JAYSONCCO / MANAGING PARTNER2676681
PETERS, ROBERT WILLIAMFINOP1704577

Disclosures


Regulatory Event7

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information


CHIMERA SECURITIES, LLC

CRD#: 147566New York, NY 10003

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