April P. Huffines
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
April Phillips Huffines, who also goes by April Rene Phillips, was a registered financial professional .
April is a previously registered financial professional and started their career in finance in 2001. April had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2013 - August 25, 2014
LINCOLN FINANCIAL DISTRIBUTORS, INC.
June 3, 2013 - September 13, 2013
PNC WEALTH MANAGEMENT LLC
June 3, 2013 - September 13, 2013
PNC WEALTH MANAGEMENT LLC
February 11, 2010 - May 16, 2013
TRUIST INVESTMENT SERVICES, INC.
February 11, 2010 - May 16, 2013
TRUIST INVESTMENT SERVICES, INC.
May 10, 2005 - February 9, 2010
WELLS FARGO CLEARING SERVICES, LLC
April 1, 2005 - February 9, 2010
WELLS FARGO CLEARING SERVICES, LLC
December 10, 2002 - March 15, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 1, 2001 - December 12, 2002
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145 / SEC#: , 8-13431
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| CHRYSSIKOS, PAUL TELEMAC | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 7263748 |
| FALLER, DANIEL T | SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE | 6006570 |
| GIBSON, JASON MICHAEL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION | 3081880 |
| KENNEDY, JOHN CHRISTOPHER | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2213083 |
| NEPA, JARED M. | SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION | 5157819 |
| OMORUYI, MEGAN VOGT | AVP, FINANCIAL AND OPERATIONS PRINCIPAL | 7803022 |
| SEIFERT, TIMOTHY JOHN | SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION | 1577571 |
| SMITH, NANCY | SECRETARY | 6140078 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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