Karen D. Rinehart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Denise Rinehart, who also goes by Karen Denise Newton, was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 1998. Karen had worked at 9 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2021 - April 28, 2022
IGNITE FINANCIAL LLC
November 13, 2018 - January 15, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
November 13, 2018 - January 15, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
March 14, 2014 - January 4, 2017
CPC ADVISORS, LLC
July 19, 2013 - December 8, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 7, 2012 - July 22, 2013
MML INVESTORS SERVICES, LLC
July 26, 2005 - August 2, 2012
ALPS DISTRIBUTORS, INC.
April 8, 2003 - September 10, 2012
HENSSLER FINANCIAL
August 20, 2002 - May 20, 2005
CITCO MUTUAL FUND DISTRIBUTORS, INC.
July 17, 1998 - July 12, 2002
INCAP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationSeries 6TO
Date: 12/22/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
IGNITE FINANCIAL LLC
CRD#: 310329 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 126 |
| AUM (Assets Under Management) | $ 21,904,913 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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