Mark J. Orr

BROOKSTONE WEALTH ADVISORS

ALPHARETTA, GA 30004

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CRD#: 3061367

Professional summary

Mark Jeffrey Orr, CFP® is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Alpharetta, Georgia.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Mark has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Jeffrey Orr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

August 16, 2018 - Present

BROOKSTONE WEALTH ADVISORS, LLC

Office #1: 12600 Deerfield Parkway, Alpharetta, GA 30004

RIA

CRD#: 137658

ALPHARETTA, GA

Past

January 5, 2017 - July 26, 2018

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

Alpharetta, GA

Past

May 18, 2009 - December 31, 2016

MORR CAPITAL MANAGEMENT, INC.

RIA

CRD#: 135763

ALPHARETTA, GA

Past

June 23, 2005 - December 31, 2007

MORR CAPITAL MANAGEMENT, INC.

RIA

CRD#: 135763

ALPHARETTA, GA

Past

March 28, 2003 - June 28, 2005

SICOR SECURITIES INC

RIA

CRD#: 16195

ALPHARETTA, GA

Past

October 28, 1998 - July 25, 2012

SICOR SECURITIES INC

CRD#: 16195

ALPHARETTA, GA

Past

July 6, 1998 - October 8, 1998

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/26/2021)

IAR

Georgia
(8/16/2018)

IAR

Louisiana
(10/19/2021)

IAR

Texas
(10/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/13/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/3/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/25/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/3/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

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Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark J. Orr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Jeffrey Orr's CRS (Customer Relationship Summary).

Certified licenses

Experience

HORTER INVESTMENT MANAGEMENT, LLC

MORR CAPITAL MANAGEMENT, INC.

MORR CAPITAL MANAGEMENT, INC.

SICOR SECURITIES INC

SICOR SECURITIES INC

PFS INVESTMENTS INC.

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/13/1998

Series 63

Date: 7/3/1998

Series 7

Date: 1/25/2000

Series 6

Date: 7/3/1998

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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