Philip M. Leigh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Mckelvey Leigh, who also goes by Phil Leigh, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1974. Philip had worked at 5 firms and has passed the Series 63, Series 79, Series 1, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2011 - April 11, 2012
SKYWAY CAPITAL MARKETS, LLC
January 20, 1992 - September 11, 2003
RAYMOND JAMES & ASSOCIATES, INC.
January 20, 1992 - September 11, 2003
RAYMOND JAMES & ASSOCIATES, INC.
September 27, 1991 - January 20, 1992
ROBERT W. BAIRD & CO. INCORPORATED
October 16, 1984 - October 11, 1991
WILLIAMS SECURITIES GROUP, INC.
September 2, 1974 - February 16, 1979
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/22/1974
Registered Representative ExaminationSeries 40
Date: 7/27/1978
Registered Principal ExaminationCurrent Firm
SKYWAY CAPITAL MARKETS, LLC
CRD#: 124630 / SEC#: , 8-65702
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
