Joshua G. Scandlen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Gray Scandlen, CFP® was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 1998. Joshua had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 5, 2018 - December 31, 2020
HERITAGE WEALTH PLANNING
June 29, 2017 - February 26, 2018
SEASCAPE CAPITAL MANAGEMENT,LLC
April 26, 2017 - June 7, 2017
CETERA WEALTH SERVICES, LLC
March 17, 2017 - June 8, 2017
CWM, LLC
June 10, 2008 - April 6, 2017
USAA FINANCIAL PLANNING SERVICES
June 10, 2008 - April 6, 2017
USAA FINANCIAL ADVISORS, INC.
February 21, 2006 - June 3, 2008
CITIGROUP GLOBAL MARKETS INC.
February 21, 2006 - June 3, 2008
CITIGROUP GLOBAL MARKETS INC.
January 13, 2005 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
December 16, 2004 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
September 4, 2002 - July 25, 2003
CETERA WEALTH SERVICES, LLC
July 23, 2001 - August 2, 2002
WELLS FARGO CLEARING SERVICES, LLC
November 13, 2000 - March 21, 2001
CHARLES SCHWAB & CO., INC.
May 28, 1998 - November 22, 1999
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
HERITAGE WEALTH PLANNING
CRD#: 293260 / SEC#:
Contact information
Red Flags
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