James Girasa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Girasa, who also goes by James Charles Girasa, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1998. James had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2017 - May 7, 2018
T3 TRADING GROUP, LLC
October 24, 2013 - May 20, 2016
T3 TRADING GROUP, LLC
October 25, 2011 - September 6, 2013
ECHOTRADE LLC
June 14, 2010 - October 21, 2011
ECHOTRADE LLC
March 23, 2009 - March 25, 2009
ECHOTRADE LLC
January 2, 2002 - January 2, 2003
OPPENHEIMER & CO. INC.
June 8, 2001 - January 2, 2002
JOSEPHTHAL & CO., INC.
September 2, 1999 - November 13, 2000
MASON HILL & CO., INC.
August 19, 1999 - September 14, 1999
NORTHRIDGE CAPITAL CORPORATION
June 11, 1998 - September 9, 1999
G.F.B. SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
