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MN

Marie A. Navarre

NEAL FINANCIAL GROUP, L.P.
HOUSTON, TX 77056
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CRD#: 3060877
MN

Professional summary


Marie Antoinette Navarre, CFP®, who also goes by Toni Bishop, Toni N Johnson, Marge Marie Antoinette Navarre, Toni Navarre, is a registered financial advisor currently at NEAL FINANCIAL GROUP, L.P. located in Houston, Texas.

Marie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Marie has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Toni Bishop | Toni N Johnson | Marge Marie Antoinette Navarre | Toni Navarre

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 08/22/2002 - DBA ONLY - NEAL FINANCIAL GROUP - HOUSTON, TX. 2. 8/29/2002 - NON-VARIABLE INSURANCE - INSURANCE - HOUSTON, TX. 3. 1/16/2003 - REGISTERED INVESTMENT ADVISOR - NEAL FINANCIAL GROUP, L.P. - RIA - HOUSTON, TX. 4. 10/23/2009 - OTHER-WORK IN HUSBAND'S MEDICAL OFFICE - JAMES H. KERN, M.D. - ASSIST SPOUSE'S MEDICAL PRACTICE STAFF WITH SECRETARIAL WORK. - TIME SPENT 15%. 5. 11/2/2016 - Cynthia Strausberger Trust - Investment Related - 2175 Felder Road, Washington, TX 77880 - Act in a Fiduciary Capacity - Start 11/05/2016 - 5 Hours Per Month/1 Hour During Securities Trading.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Marie Antoinette Navarre's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2007

Experience


Current

March 21, 2003 - Present

NEAL FINANCIAL GROUP, L.P.

Office #1: 1770 St. James Place Suite 360, Houston, TX 77056Office #2: 105 E. Main St. Suite 104, Brenham, TX 77833
RIA
CRD#: 124112
HOUSTON, TX
Past

August 23, 2002 - June 12, 2025

LPL FINANCIAL LLC

RIA
CRD#: 6413
TOMBALL, TX
Past

August 22, 2002 - June 12, 2025

LPL FINANCIAL LLC

BD
CRD#: 6413
TOMBALL, TX
Past

June 9, 1998 - July 16, 2002

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
HOUSTON, TX
Past

June 7, 1998 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

June 7, 1998 - July 16, 2002

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(3/21/2003)

Exams


State Security Law Exam
IAR
Series 65
Date: 2/16/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


NF
NEAL FINANCIAL GROUP, L.P.
NEAL FINANCIAL GROUP, L.P.

CRD#: 124112 / SEC#:

Texas
Registered Investment Advisory firm - (3/19/2003 Approved)
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Contact information


Main Address
19710 Fm 2920 Rd, Tomball, TX 77377
Mailing Address
Phone number
(713) 880-5337
Established
Firm type
Fiscal year end
# of Employees
6

Documents


Latest Form ADV

Red Flags


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Company Information


NEAL FINANCIAL GROUP, L.P.

CRD#: 124112Houston, TX 77056

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