Michael C. Welch
Professional summary
Michael Craig Welch, who also goes by Mike Welch, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Ostrander, Ohio.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 13 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Craig Welch's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Craig Welch's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 4, 2025 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 14479 Wilderness Trail, Ostrander, OH 43061June 2, 2025 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 14479 Wilderness Trail, Ostrander, OH 43061July 24, 2024 - May 23, 2025
CADARET, GRANT & CO., INC.
July 23, 2024 - May 23, 2025
CADARET, GRANT & CO., INC.
July 22, 2024 - July 23, 2024
GROVE POINT INVESTMENTS, LLC
July 22, 2024 - July 23, 2024
CADARET, GRANT & CO., INC.
July 22, 2024 - May 23, 2025
WESTERN INTERNATIONAL SECURITIES, INC.
July 22, 2024 - May 23, 2025
SORRENTO PACIFIC FINANCIAL, LLC
July 22, 2024 - May 23, 2025
SCF SECURITIES, INC.
July 22, 2024 - May 23, 2025
NEXT FINANCIAL GROUP, INC.
July 22, 2024 - May 23, 2025
CUSO FINANCIAL SERVICES, L.P.
April 29, 2015 - July 2, 2024
CITIZENS SECURITIES, INC.
April 28, 2015 - July 2, 2024
CITIZENS SECURITIES, INC.
September 28, 2012 - February 6, 2015
J.P. MORGAN SECURITIES LLC
September 27, 2012 - February 6, 2015
J.P. MORGAN SECURITIES LLC
September 28, 2010 - September 14, 2012
THE HUNTINGTON INVESTMENT COMPANY
September 27, 2010 - September 14, 2012
THE HUNTINGTON INVESTMENT COMPANY
May 8, 2009 - September 21, 2010
WELLS FARGO CLEARING SERVICES, LLC
May 8, 2009 - September 21, 2010
WELLS FARGO CLEARING SERVICES, LLC
February 14, 2005 - May 15, 2009
FIFTH THIRD SECURITIES, INC.
January 21, 2000 - May 15, 2009
FIFTH THIRD SECURITIES, INC.
Primary Firm SEC Registration
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/6/2025)
(6/3/2025)
(6/3/2025)
(6/3/2025)
(6/9/2025)
(6/4/2025)
(6/4/2025)
(6/3/2025)
(6/5/2025)
(6/8/2025)
(6/3/2025)
(6/4/2025)
(6/4/2025)
(6/11/2025)
(6/3/2025)
(6/9/2025)
(6/9/2025)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
Contact information
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
