John R. Gallagher

GALLAGHER CAPITAL ADVISORS

Argyle, TX

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CRD#: 3060289

Professional summary

John Robert Gallagher is a registered financial advisor currently at GALLAGHER CAPITAL ADVISORS, LLC located in Argyle, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. John has worked at 2 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

***VARIOUS CARRIERS. 02/2010-PRESENT. SELLS HEALTH INSURANCE. NOT INVESTMENT RELATED. 5 HRS/MO.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Robert Gallagher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 18, 2014 - Present

GALLAGHER CAPITAL ADVISORS, LLC

RIA

CRD#: 170955

Argyle, TX

Past

December 19, 2006 - April 23, 2014

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

FORT WORTH, TX

Past

July 23, 1998 - April 23, 2014

PRINCIPAL SECURITIES, INC.

CRD#: 1137

FORT WORTH, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GALLAGHER CAPITAL ADVISORS, LLC

GALLAGHER CAPITAL ADVISORS LLC | GALLAGHER, JOHN ROBERT | GALLAGHER WEALTH MANAGEMENT | GALLAGHER CAPITAL ADVISORS, LLC

CRD#: 170955 / SEC#: 801-123612

RIA

Registered Investment Advisory firm - (4/4/2022 Approved)

Texas

Registered Investment Advisory firm - (4/6/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/18/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/16/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/8/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/3/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/1/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GALLAGHER CAPITAL ADVISORS, LLC

GALLAGHER CAPITAL ADVISORS LLC | GALLAGHER, JOHN ROBERT | GALLAGHER WEALTH MANAGEMENT | GALLAGHER CAPITAL ADVISORS, LLC

CRD#: 170955 / SEC#: 801-123612

RIA

Registered Investment Advisory firm - (4/4/2022 Approved)

Texas

Registered Investment Advisory firm - (4/6/2022 Terminated)

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Contact information

Main Address

Argyle, TX

Mailing Address

Phone number

(940) 464-0404

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (2/5/2025)

Regulatory assets under management

Total Number of Accounts	532
AUM (Assets Under Management)	$ 202,629,248

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John R. Gallagher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Robert Gallagher's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

GALLAGHER CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/16/2006

Series 63

Date: 7/8/1998

Series 7

Date: 9/3/2006

Series 6

Date: 7/1/1998

Current Firm

GALLAGHER CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GALLAGHER CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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