Kevin M. Zeller

TRUSTAGE INVESTMENT MANAGEMENT

Yardley, PA

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CRD#: 3060189

Professional summary

Kevin Michael Zeller is a registered financial advisor currently at TRUSTAGE INVESTMENT MANAGEMENT located in Yardley, Pennsylvania and CUNA BROKERAGE SERVICES, INC. located in Parkersburg, Iowa.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Kevin has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Michael Zeller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2024 - Present

TRUSTAGE INVESTMENT MANAGEMENT

RIA

CRD#: 105960

Yardley, PA

Current

August 29, 2022 - Present

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

Parkersburg, IA

Past

August 29, 2022 - March 30, 2023

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

WAVERLY, IA

Past

April 24, 2019 - May 9, 2022

NAVY FEDERAL INVESTMENT SERVICES, LLC

RIA

CRD#: 138459

Cherry Hill, NJ

Past

April 24, 2019 - May 9, 2022

NAVY FEDERAL INVESTMENT SERVICES, LLC

CRD#: 138459

Cherry Hill, NJ

Past

May 29, 2015 - April 23, 2019

CAPITAL ONE ADVISORS, LLC

RIA

CRD#: 136865

WILMINGTON, DE

Past

May 27, 2015 - April 23, 2019

CAPITAL ONE INVESTING, LLC

CRD#: 45744

WILMINGTON, DE

Past

May 10, 2006 - December 1, 2014

BLACKROCK FINANCIAL MANAGEMENT, INC

RIA

CRD#: 107105

PRINCETON, NJ

Past

May 5, 2004 - December 1, 2014

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

PRINCETON, NJ

Past

June 12, 1998 - March 17, 2004

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUSTAGE INVESTMENT MANAGEMENT

MEMBERS CAPITAL ADVISORS, INC. | TRUSTAGE INVESTMENT MANAGEMENT

CRD#: 105960 / SEC#: 801-18140

RIA

Registered Investment Advisory firm - (1/4/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/6/2023)

Alaska
(5/30/2024)

Arizona
(5/30/2024)

Arkansas
(5/30/2024)

California
(5/30/2024)

Colorado
(5/30/2024)

Connecticut
(11/6/2023)

Delaware
(5/30/2024)

District of Columbia
(5/30/2024)

Florida
(5/30/2024)

Georgia
(11/6/2023)

Hawaii
(5/30/2024)

Idaho
(5/30/2024)

Illinois
(5/30/2024)

Indiana
(5/30/2024)

Iowa
(5/30/2024)

Kansas
(5/30/2024)

Kentucky
(5/30/2024)

Louisiana
(5/30/2024)

Maine
(11/6/2023)

Maryland
(5/30/2024)

Massachusetts
(11/6/2023)

Michigan
(5/30/2024)

Minnesota
(5/30/2024)

Mississippi
(11/6/2023)

Missouri
(5/30/2024)

Montana
(5/30/2024)

Nebraska
(5/30/2024)

Nevada
(5/30/2024)

New Hampshire
(11/6/2023)

New Jersey
(5/30/2024)

New Mexico
(5/30/2024)

New York
(11/6/2023)

North Carolina
(11/6/2023)

North Dakota
(5/30/2024)

Ohio
(5/30/2024)

Oklahoma
(5/30/2024)

Oregon
(5/30/2024)

Pennsylvania
(8/29/2022)

IAR

Pennsylvania
(5/2/2024)

Rhode Island
(11/6/2023)

South Carolina
(11/6/2023)

South Dakota
(5/30/2024)

Tennessee
(11/6/2023)

Texas
(5/30/2024)

Utah
(5/30/2024)

Vermont
(11/6/2023)

Virginia
(5/30/2024)

Washington
(5/30/2024)

West Virginia
(5/30/2024)

Wisconsin
(5/30/2024)

Wyoming
(5/30/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/5/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/15/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/4/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/10/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TRUSTAGE INVESTMENT MANAGEMENT

MEMBERS CAPITAL ADVISORS, INC. | TRUSTAGE INVESTMENT MANAGEMENT

CRD#: 105960 / SEC#: 801-18140

RIA

Registered Investment Advisory firm - (1/4/1983 Approved)

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Contact information

Main Address

5910 Mineral Point Rd, Madison, WI 53705

Mailing Address

Phone number

(608) 238-5851

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

MEMBERS CAPITAL ADVISORS (D/B/A TRUSTAGE INVESTMENT MANAGEMENT) BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	363
AUM (Assets Under Management)	$ 37,252,230,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kevin M. Zeller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Michael Zeller's CRS (Customer Relationship Summary).

Certified licenses

Experience

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

NAVY FEDERAL INVESTMENT SERVICES, LLC

NAVY FEDERAL INVESTMENT SERVICES, LLC

CAPITAL ONE ADVISORS, LLC

CAPITAL ONE INVESTING, LLC

BLACKROCK FINANCIAL MANAGEMENT, INC

BLACKROCK INVESTMENTS, LLC

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

TRUSTAGE INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 4/5/2004

Series 63

Date: 6/15/1998

SIE

Date: 10/1/2018

Series 7

Date: 5/4/2004

Series 6

Date: 6/10/1998

FINRA

Current Firm

TRUSTAGE INVESTMENT MANAGEMENT

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUSTAGE INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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