Robert S. Drobinski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Steven Drobinski, who also goes by Bob Drobinski, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1999. Robert had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2023 - July 19, 2024
CETERA INVESTMENT ADVISERS LLC
June 8, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
June 7, 2021 - July 22, 2024
ADVISORNET WEALTH PARTNERS
April 22, 2021 - July 19, 2024
CETERA WEALTH SERVICES, LLC
October 10, 2002 - May 3, 2006
THRIVENT INVESTMENT MANAGEMENT INC.
October 7, 1999 - May 22, 2001
PIPER SANDLER & CO.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/1/2021
General Securities Representative ExaminationCurrent Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
