Timothy A. Smith
Professional summary
Timothy Armstrong Smith, who also goes by Timothy A Smith, Smith Armstrong Timothy Armstrong, is a registered financial professional currently at COINBASE CAPITAL MARKETS CORP located in New York, New York.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1999. Timothy has worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Armstrong Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 29, 2023 - Present
COINBASE CAPITAL MARKETS CORP
Office #1: One Madison Ave 24th Fl, New York, NY 10010January 14, 2015 - February 16, 2018
JEFFERIES EXECUTION SERVICES, INC.
December 3, 2014 - February 14, 2022
JEFFERIES LLC
May 6, 2011 - June 21, 2011
MILLENCO LLC
April 6, 2009 - July 9, 2010
GLEACHER & COMPANY SECURITIES, INC.
September 22, 2008 - April 9, 2009
BARCLAYS CAPITAL INC.
April 4, 2006 - September 22, 2008
LEHMAN BROTHERS INC.
April 25, 2003 - April 13, 2006
BANC OF AMERICA SECURITIES LLC
November 21, 2001 - February 21, 2003
NEWEDGE USA, LLC
May 24, 1999 - October 22, 2001
ABN AMRO INCORPORATED
February 10, 1999 - May 10, 1999
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
COINBASE CAPITAL MARKETS CORP
CRD#: 10722 / SEC#: 801-78249, 8-28032
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
