Gary Talbot
Professional summary
Gary Talbot is a registered financial professional currently at SPARTAN CAPITAL SECURITIES, LLC located in New York, New York.
Gary is registered as a RR (Registered Representative) and started their career in finance in 1999. Gary has worked at 17 firms and has passed the Series 63, SIE, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary Talbot's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 29, 2016 - Present
SPARTAN CAPITAL SECURITIES, LLC
Office #1: 45 Broadway 19th Floor, New York, NY 10006November 18, 2014 - February 17, 2016
BLACKBOOK CAPITAL, LLC
June 3, 2014 - July 17, 2014
AVENIR FINANCIAL GROUP
July 30, 2012 - November 14, 2013
ROCKWELL SECURITIES LLC
July 29, 2011 - September 19, 2011
EKN FINANCIAL SERVICES INC.
January 20, 2011 - August 16, 2011
LEGEND MERCHANT GROUP, INC.
March 22, 2010 - November 15, 2010
NATIONAL SECURITIES CORPORATION
April 18, 2008 - January 12, 2010
THINKEQUITY LLC
August 2, 2005 - April 24, 2008
JOSEPH STEVENS & CO., INC.
August 18, 2004 - October 19, 2004
J.P. TURNER & COMPANY, L.L.C.
January 5, 2004 - May 7, 2004
TRIDENT PARTNERS LTD.
July 31, 2002 - November 21, 2002
GRANTA CAPITAL GROUP LLC
July 16, 2002 - August 8, 2002
OPPENHEIMER & CO. INC.
November 9, 2001 - April 8, 2002
EASTBROOK CAPITAL GROUP LLC
August 20, 2001 - October 23, 2001
BERRY-SHINO SECURITIES, INC.
December 19, 2000 - January 24, 2001
CARNEGIE INVESTOR SERVICES INC.
July 22, 1999 - December 6, 2000
DALTON KENT SECURITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/29/2016)
(6/23/2016)
(5/3/2017)
(6/18/2019)
(3/8/2016)
(7/30/2019)
(2/29/2016)
(3/7/2016)
(2/29/2016)
(5/1/2017)
(7/20/2016)
(6/19/2018)
Exams
Series 62
Date: 5/26/1999
Corporate Securities Limited Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
SPARTAN CAPITAL SECURITIES, LLC
CRD#: 146251 / SEC#: , 8-67801
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SPARTAN CAPITAL HOLDINGS, LLC | OWNER | |
| BASIS, THEOLOGOS STAVROS | CHIEF COMPLIANCE OFFICER / AML OFFICER | 2574740 |
| DACOSTA, MAURICE MICHAEL | CFO / FINOP | 5500926 |
| HEILPERN, GERALD MARTIN | MUNICIPAL SECURITIES PRINCIPAL | 241803 |
| LOWRY, JOHN DENNIS | CEO/MANAGING MEMBER | 4336146 |
| MONCHIK, KIM MARIE | CAO | |
| SNOOZY, MARK JAMES | ROSFP | 2822325 |
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 4 |
Red Flags
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