RS
Robert C. Seamans
NATIONS FINANCIAL GROUP
Scottsdale, AZ 85251
Some features on this profile are disabled
CRD#: 3059615
RS
Professional summary
Robert Charles Seamans III, CFP® is a registered financial advisor currently at NATIONS FINANCIAL GROUP, INC. located in Scottsdale, Arizona.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Robert has worked at 5 firms and has passed the Series 65, Series 66, SIE, Series 31, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SALT RIVER SOLAR, INC. 13370 W FOXFIRE DR. SURPRISE, AZ 85372. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS ALTERNATIVE ENERGY CONSTRUCTION. POSITION IS OWNER. STARTED 11/25/2008. APPROX 10 HRS/MO SPENT ON BUSINESS, NONE DURING TRADING HOURS. DUTIES: OPERATION OF WEBSITE,FORWARDING QUOTES, TRACKING CASH FLOW & EXPENSES & CORPORATE TAXES.// SEA ELVIS GO, LLC LIMITADA. JACO, COSTA RICA. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS LLC THAT OWNS VAN WHICH IS FOR HIRE. POSITION IS OWNER. STARTED 7/24/21. NO HOURS SPENT ON BUSINESS. NO DUTIES OTHER THAN OWNER // RKR BEACH INVESTMENTS LLC LIMITADA. VISTA MAR DEL PACIFICO, JACO , COSTA RICA. NOT INVESTMENT RLATED. NATURE OF BUSINESS IS VACATION RENTAL. POSITION IS OWNER. STARTED 7/24/21. NO HOURS SPENT ON BUSINESS. NO DUTIES OTHER THAN OWNER. // GENERATIONS WEALTH MANAGEMENT. 6991 E CAMELBACK RD., SUITE C-152. SCOTTSDALE, AZ 85251. IS INVESTMENT RELATED. NATURE OF BUSINESS IS FINANCIAL PLANNING, INVESTMENT AND ADVISORY SERVICES. POSITION IS PRESIDENT. START DATE IS 4/22/2025. APPROX 160 HOURS PER MONTH DEVOTED TO BUSINESS. 160 HOURS DURING SECURITY TRADING HOURS. DUTIES INCLUDE PRACTICE MANAGEMENT, FINANCIAL PLANNING, INVESTMENT AND ADVISORY SERVICES. ///
CRS (Client Relationship Summary) - RIA
Click below to view Robert Charles Seamans III's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Charles Seamans III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
September 18, 2020 - Present
NATIONS FINANCIAL GROUP, INC.
Office #1: 6991 Camelback Rd. Suite C-152, Scottsdale, AZ 85251RIA
BD
CRD#: 44181
Scottsdale, AZ
Current
September 18, 2020 - Present
NATIONS FINANCIAL GROUP, INC.
Office #1: 6991 Camelback Rd. Suite C-152, Scottsdale, AZ 85251RIA
BD
CRD#: 44181
Scottsdale, AZ
Past
July 31, 2006 - September 21, 2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
SCOTTSDALE, AZ
Past
May 26, 2006 - September 21, 2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
SCOTTSDALE, AZ
Past
April 5, 2001 - June 8, 2006
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
TEMPE, AZ
Past
September 17, 1998 - April 4, 2001
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
June 16, 1998 - September 16, 1998
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
BLOOMINGTON, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NATIONS FINANCIAL GROUP, INC.
FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
RIA
Registered Investment Advisory firm - SEC (5/3/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/18/2020)
IAR
Arizona(9/23/2020)
RR
Arkansas(10/15/2024)
RR
California(9/18/2020)
RR
Colorado(9/18/2020)
RR
Connecticut(9/18/2020)
RR
Florida(9/18/2020)
RR
Idaho(1/27/2023)
RR
Illinois(9/18/2020)
RR
Indiana(5/16/2023)
RR
Kansas(9/18/2020)
RR
Maryland(4/25/2023)
RR
Michigan(9/18/2020)
RR
Minnesota(9/18/2020)
RR
Missouri(9/18/2020)
RR
Montana(9/18/2020)
RR
Nebraska(7/25/2022)
RR
Nevada(9/18/2020)
RR
New Hampshire(4/10/2025)
RR
New Mexico(9/18/2020)
RR
New York(9/18/2020)
RR
North Carolina(9/18/2020)
RR
Oregon(9/18/2020)
RR
Pennsylvania(9/18/2020)
RR
South Carolina(9/18/2020)
RR
Tennessee(11/20/2023)
RR
Texas(9/18/2020)
IAR
Texas(9/18/2020)
RR
Vermont(4/10/2025)
RR
Virginia(1/2/2025)
RR
Washington(9/18/2020)
RR
Wyoming(1/5/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NATIONS FINANCIAL GROUP, INC.
FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
RIA
Registered Investment Advisory firm - SEC (5/3/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411
Mailing Address
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411
Phone number
(319) 393-9541
Established
Iowa since 11/14/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
87
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 9,822 |
| AUM (Assets Under Management) | $ 3,867,522,560 |
Disclosures
| Arbitration | 1 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2025 | ||
| 09/26/2024 | ||
| 11/22/2023 | ||
| 12/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
