Joseph R. O'flaherty

CHANNEL WEALTH

SANTA BARBARA, CA 93105

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CRD#: 3059275

Professional summary

Joseph Reeves O'flaherty, who also goes by Joe O'flaherty, Joseph Reeves Oflaherty, is a registered financial advisor currently at CHANNEL WEALTH, LLC located in Santa Barbara, California.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Joseph has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe O'flaherty | Joseph Reeves Oflaherty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

*NON-INVESTMENT RELATED. MY WIFE IS SELF-EMPLOYED, RUNS AN ADVERTISING AND BIKE RENTAL BUSINESS. I AM LISTED AS A PARTNER OF THE BUSINESS LEGAL DOCUMENTS. I HELP HER APPROX 2-5HRS PER MONTH DURING WEEKENDS ON BOOKKEEPING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Reeves O'flaherty's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 28, 2022 - Present

CHANNEL WEALTH, LLC

Office #1: 3760 State Street Suite 201, Santa Barbara, CA 93105

RIA

CRD#: 323461

SANTA BARBARA, CA

Past

March 7, 2013 - August 17, 2022

NUVEEN ASSET MANAGEMENT, LLC

RIA

CRD#: 155584

SANTA, CA

Past

July 19, 2010 - March 13, 2013

SANTA BARBARA ASSET MANAGEMENT, LLC

RIA

CRD#: 138123

SANTA BARBARA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHANNEL WEALTH, LLC

CRD#: 323461 / SEC#: 801-126767

RIA

Registered Investment Advisory firm - (10/25/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/15/2010

Uniform Investment Adviser Law Examination

Current Firm

CHANNEL WEALTH, LLC

CRD#: 323461 / SEC#: 801-126767

RIA

Registered Investment Advisory firm - (10/25/2022 Approved)

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Contact information

Main Address

3760 State Street Suite 201, Santa Barbara, CA 93105

Mailing Address

Phone number

(805) 898-0893

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CHANNEL WEALTH ADV PART 2A (7/11/2025)

Regulatory assets under management

Total Number of Accounts	1,796
AUM (Assets Under Management)	$ 833,014,360

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph R. O'flaherty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Reeves O'flaherty's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHANNEL WEALTH, LLC

NUVEEN ASSET MANAGEMENT, LLC

SANTA BARBARA ASSET MANAGEMENT, LLC

Primary Firm SEC Registration

CHANNEL WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/15/2010

Current Firm

CHANNEL WEALTH, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHANNEL WEALTH, LLC

TRUST BUT VERIFY

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