Carlos R. Yauri
Professional summary
Carlos R Yauri is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in New York, New York.
Carlos is registered as a RR (Registered Representative) and started their career in finance in 1998. Carlos has worked at 3 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carlos R Yauri's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 24, 2019 - Present
VOYA FINANCIAL PARTNERS, LLC
Office #1: 22 Cortlandt Street 18th Fl, New York, NY 10007April 16, 1999 - November 22, 2019
EMPOWER FINANCIAL SERVICES, INC.
November 23, 1998 - March 29, 1999
WORLDCO, L.L.C.
November 23, 1998 - April 6, 1999
EMPOWER FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
(12/24/2019)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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