Christopher P. Haddon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Paul Haddon was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1998. Christopher had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2024 - December 6, 2024
ROUTE 20 PRIVATE WEALTH INC.
March 3, 2020 - October 28, 2025
NORTHWEST CAPITAL MANAGEMENT INC.
April 24, 2014 - March 17, 2020
RBC CAPITAL MARKETS, LLC
March 31, 2014 - March 17, 2020
RBC CAPITAL MARKETS, LLC
July 21, 2011 - September 6, 2013
TRANSAMERICA INVESTORS SECURITIES, LLC
June 7, 2008 - June 9, 2011
MML INVESTORS SERVICES, LLC
September 10, 1998 - March 28, 2008
JOHN HANCOCK DISTRIBUTORS LLC
Primary Firm SEC Registration
ROUTE 20 PRIVATE WEALTH INC.
CRD#: 332581 / SEC#: 801-130981
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROUTE 20 PRIVATE WEALTH INC.
CRD#: 332581 / SEC#: 801-130981
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 157 |
| AUM (Assets Under Management) | $ 54,605,989 |
Red Flags
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