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JD

James L. Donohue

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CRD#: 3059069
JD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James L Donohue, CFP®, CIMA® was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1998. James had worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

What are your service offerings?
Retirement Planning
Estate Planning
Tax Planning
Insurance Planning
Comprehensive Financial Planni...
Business Succession Planning
Investment Planning
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2000

CIMA®

Certified Investment Management Analyst

Experience

Past

January 5, 2022 - May 11, 2022

HICKOK & BOARDMAN CAPITAL MANAGEMENT

RIA
CRD#: 104813
BURLINGTON, VT
Past

October 8, 2019 - December 26, 2025

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
BURLINGTON, VT
Past

October 2, 2019 - December 26, 2025

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
BURLINGTON, VT
Past

September 28, 2005 - October 3, 2019

SECURITIES AMERICA, INC.

BD
CRD#: 10205
SOUTH BURLINGTON, VT
Past

February 4, 2002 - October 4, 2005

CAP PRO BROKERAGE SERVICES, INC.

BD
CRD#: 103953
COLUMBUS, OH
Past

July 22, 1998 - July 16, 2020

DONOHUE WEALTH MANAGEMENT LLC

RIA
CRD#: 116135
SOUTH BURLINGTON, VT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/7/2002
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 4/28/1998
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/27/1998
General Securities Representative Examination

Current Firm

H&
HICKOK & BOARDMAN CAPITAL MANAGEMENT
ADVISORS IN FINANCIAL PLANNING INC | HICKOK & BOARDMAN RETIREMENT SOLUTIONS | HICKOK & BOARDMAN RETIREMENT PLANNING | HICKOK & BOARDMAN FINANCIAL SERVICES | HICKOK & BOARDMAN FINANCIAL PLANNING | HICKOK & BOARDMAN CAPITAL MANAGEMENT | HICK & BOARDMAN FINANCIAL PLANNING AND GROUP BENEFITS, INC.

CRD#: 104813 / SEC#: 801-23188

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Contact information

Main Address
346 Shelburne Rd Suite 501, Burlington, VT 05401
Mailing Address
346 Shelburne Road Suite 501, Burlington, VT 05401
Phone number
(802) 863-5534
Established
Firm type
Fiscal year end
# of Employees
6

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HICKOK & BOARDMAN CAPITAL MANAGEMENT

Financial AdvisorCRD#: 104813

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Contact information

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