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JL

Jack Henry Lehman Iii

CRD# 305897·Registered 1970 - 1998
Previously Registered: Being a previously registered professional could mean that Jack is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jack Henry Lehman III, who also goes by Jack H Lehman, was a registered financial advisor. Jack was a previously registered financial professional and started their career in finance 1970 - 1998. Jack had worked at 6 firms and has passed the Series 41 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jack H Lehman

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

56 years in the financial services industry

Current & Past Employments

SALOMON BROTHERS INC.·CRD# 740
BD
New York, NY
November 28, 1997 - September 1, 1998
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
July 8, 1992 - April 15, 2002
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
November 22, 1977 - May 14, 1992
SHEARSON HAYDEN STONE INC.·CRD# 7295
BD
November 17, 1976 - November 22, 1977
SHEARSON HAYDEN STONE INC.·CRD# 6774
BD
November 30, 1972 - November 17, 1976
LEHMAN BARTEL & COMPANY INC·CRD# 1000001
BD
February 10, 1970 - July 7, 1972

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Current Firm

SB
SALOMON BROTHERS INC.

SALOMON BROTHERS | SALOMON BROTHERS INC.

CRD#: 740 / SEC#: 8-26920
BD
Cancelled by SEC on 03/09/1999

Contact Information

Established

Delaware since 07/29/1981

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 41 — NYSE Allied Member Examination

Passed Dec 1982

Series 00 — General Securities Principal Examination

Passed Feb 1970

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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