Stephen J. Coville

ALCO ADVISORS

MARSHFIELD, MA 02050

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CRD#: 3058857

Professional summary

Stephen John Coville, who also goes by Stephen Coville, is a registered financial advisor currently at ALCO ADVISORS, INC. located in Marshfield, Massachusetts.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Stephen has worked at 1 firm and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen Coville

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen John Coville's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 18, 2004 - Present

ALCO ADVISORS, INC.

Office #1: One Snow Road, Suite 4, Marshfield, MA 02050

RIA

CRD#: 129513

MARSHFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/18/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 4/24/1998

General Securities Representative Examination

Current Firm

ALCO ADVISORS, INC.

CRD#: 129513 / SEC#: 801-68124

RIA

Registered Investment Advisory firm - (6/8/2012 Terminated)

Massachusetts

Registered Investment Advisory firm - (6/4/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Duxbury, MA

Mailing Address

P.o. Box 1803, Duxbury, MA 02331-1803

Phone number

(781) 452-7007

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	43
AUM (Assets Under Management)	$ 26,367,851

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen J. Coville

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen John Coville's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALCO ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 7

Date: 4/24/1998

Current Firm

ALCO ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ALCO ADVISORS, INC.

TRUST BUT VERIFY

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