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Stephen John Coville

ALCO ADVISORS
MARSHFIELD, MA
·CRD# 3058857·28 years experience

Professional Summary

Stephen John Coville, who also goes by Stephen Coville, is a registered financial advisor currently at ALCO ADVISORS, INC. located in Marshfield, Massachusetts. Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Stephen has worked at 1 firm and has passed the Series 7 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Stephen Coville

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Videos & Posts

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

ALCO ADVISORS, INC.·CRD# 129513
RIA
One Snow Road, Suite 4, Marshfield, MA 02050
March 18, 2004 - Present

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Current Firm

AA
ALCO ADVISORS, INC.

ALCO ADVISORS, INC.

CRD#: 129513 / SEC#: 801-68124
RIA
Registered Investment Advisory firm - SEC (6/8/2012 Terminated)
Massachusetts
Registered Investment Advisory firm - Massachusetts (6/4/2012 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Duxbury, MA

Mailing Address

P.o. Box 1803, Duxbury, MA 02331-1803

Phone Number

(781) 452-7007

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

44

AUM (Assets Under Management)

$28,833,969

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Massachusetts
(3/18/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Apr 1998About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Stephen John Coville's CRS (Customer Relationship Summary).

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