Donna L. Balin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donna Leah Balin, CFP®, who also goes by Donna Hook, was a registered financial professional .
Donna is a previously registered financial professional and started their career in finance in 1998. Donna had worked at 5 firms and has passed the Series 66, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2004 - May 15, 2013
WESTPARK WEALTH ADVISORS, INC.
December 11, 2001 - December 31, 2004
IMS SECURITIES, INC.
December 11, 2001 - May 15, 2013
IMS SECURITIES, INC.
August 11, 2000 - December 19, 2001
PRINCIPAL SECURITIES, INC.
September 21, 1999 - August 3, 2000
WS GRIFFITH SECURITIES, INC.
June 5, 1998 - September 28, 1999
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
WESTPARK WEALTH ADVISORS, INC.
CRD#: 130914 / SEC#: 801-63009
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESTPARK WEALTH ADVISORS, INC.
CRD#: 130914 / SEC#: 801-63009
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 700 |
| AUM (Assets Under Management) | $ 229,314,510 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
