Janet R. Kelsey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janet R Kelsey, who also goes by Janet Kelsey Fullam, Janet Kelsey Kelsey, Janet R Kelsey, Janet Ritter Kelsey, was a registered financial professional .
Janet is a previously registered financial professional and started their career in finance in 1998. Janet had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2024 - May 22, 2025
VOYA FINANCIAL ADVISORS, INC.
February 23, 2024 - May 19, 2025
VOYA FINANCIAL ADVISORS, INC.
April 13, 2023 - October 16, 2023
MORGAN STANLEY
April 13, 2023 - October 5, 2023
MORGAN STANLEY
July 13, 2018 - July 9, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
April 25, 2013 - July 13, 2018
STRATEGIC ADVISERS LLC
October 22, 2012 - July 9, 2021
FIDELITY BROKERAGE SERVICES LLC
June 6, 2011 - September 28, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 29, 2010 - September 28, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 18, 2010 - March 18, 2010
LINCOLN INVESTMENT
January 1, 2008 - February 21, 2009
FIDELITY BROKERAGE SERVICES LLC
May 4, 2006 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
June 1, 1998 - October 27, 2005
FIDELITY DISTRIBUTORS COMPANY LLC
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
