David T. Onan

QUASAR DISTRIBUTORS

Portland, ME 04101

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CRD#: 3058682

Professional summary

David Thomas Onan is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Portland, Maine.

David is registered as a RR (Registered Representative) and started their career in finance in 1998. David has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2012 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 103848

Portland, ME

Past

November 12, 2007 - July 25, 2012

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

March 2, 2006 - October 25, 2007

GUGGENHEIM DISTRIBUTORS, LLC

CRD#: 40805

EDEN PRARIE, MN

Past

October 7, 2005 - March 7, 2006

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

February 23, 2005 - September 14, 2005

EQUITABLE DISTRIBUTORS, LLC

CRD#: 25900

CHARLOTTE, NC

Past

October 4, 2002 - February 16, 2005

EVERLAKE DISTRIBUTORS, LLC

CRD#: 100460

NORTHBROOK, IL

Past

October 1, 1999 - October 4, 2002

AFD, INC.

CRD#: 34047

NORTHBROOK, IL

Past

June 26, 1998 - September 10, 1999

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/10/2012)

Illinois
(8/10/2012)

Indiana
(8/10/2012)

Iowa
(8/10/2012)

Kansas
(8/10/2012)

Massachusetts
(1/3/2022)

Michigan
(8/10/2012)

Minnesota
(8/10/2012)

Missouri
(8/10/2012)

North Dakota
(8/10/2012)

Ohio
(1/12/2021)

South Dakota
(8/10/2012)

Wisconsin
(8/10/2012)

Exams

State Security Law Exam

Series 63

Date: 5/22/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/30/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/25/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: , 8-52323

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 01/21/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David T. Onan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Thomas Onan's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDMAN SACHS & CO. LLC

GUGGENHEIM DISTRIBUTORS, LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

EQUITABLE DISTRIBUTORS, LLC

EVERLAKE DISTRIBUTORS, LLC

AFD, INC.

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 63

Date: 5/22/1998

SIE

Date: 10/1/2018

Series 7

Date: 6/30/2007

Series 6

Date: 6/25/1998

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

QUASAR DISTRIBUTORS, LLC

TRUST BUT VERIFY

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