Michael P. Hartman

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CRD#: 3058592

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Peter Hartman was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 5, 2016 - March 13, 2019

GREAT LAKES WEALTH, LLC

RIA

CRD#: 282362

NORTHVILLE, MI

Past

July 5, 2016 - November 22, 2017

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Northville, MI

Past

October 8, 2010 - July 12, 2016

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

FARMINGTON HILLS, MI

Past

June 20, 2008 - July 12, 2016

UBS FINANCIAL SERVICES INC.

CRD#: 8174

FARMINGTON HILLS, MI

Past

July 6, 2005 - June 23, 2008

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

WYANDOTTE, MI

Past

July 6, 2005 - June 23, 2008

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

WYANDOTTE, MI

Past

January 13, 2003 - July 6, 2005

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

DEARBORN HEIGHTS, MI

Past

January 13, 2003 - July 6, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

July 16, 2001 - December 20, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 21, 1998 - July 17, 2001

SCOTTRADE, INC.

CRD#: 8206

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREAT LAKES WEALTH, LLC

AMERICAN PRIVATE WEALTH | LANGTREE WEALTH | GREAT LAKES WEALTH, LLC | GREAT LAKES PRIVATE WEALTH | AMERICAN WEALTH, LLC

CRD#: 282362 / SEC#: 801-121370

RIA

Registered Investment Advisory firm - (6/2/2021 Approved)

Michigan

Registered Investment Advisory firm - (8/16/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (8/17/2021 Terminated)

Texas

Registered Investment Advisory firm - (8/13/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/25/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/9/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/22/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/18/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/6/2000

General Securities Principal Examination

Current Firm

GREAT LAKES WEALTH, LLC

AMERICAN PRIVATE WEALTH | LANGTREE WEALTH | GREAT LAKES WEALTH, LLC | GREAT LAKES PRIVATE WEALTH | AMERICAN WEALTH, LLC

CRD#: 282362 / SEC#: 801-121370

RIA

Registered Investment Advisory firm - (6/2/2021 Approved)

Michigan

Registered Investment Advisory firm - (8/16/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (8/17/2021 Terminated)

Texas

Registered Investment Advisory firm - (8/13/2021 Terminated)

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Contact information

Main Address

22260 Haggerty Road Suite 160, Northville, MI 48167

Mailing Address

Phone number

(248) 378-1200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A - FIRM BROCHURE (10/28/2025)

Regulatory assets under management

Total Number of Accounts	921
AUM (Assets Under Management)	$ 143,150,134

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael P. Hartman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

UBS FINANCIAL SERVICES INC.

SCOTTRADE, INC.

Primary Firm SEC Registration

GREAT LAKES WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/25/2001

Series 63

Date: 10/9/1998

SIE

Date: 11/22/2017

Series 7

Date: 9/18/1998

Series 24

Date: 4/6/2000

Current Firm

GREAT LAKES WEALTH, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREAT LAKES WEALTH, LLC

TRUST BUT VERIFY

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