Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

AdvisorLive

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's AdvisorLive helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

TR

Thomas Scott Ramsett

INTRUA FINANCIAL

Brookfield, WI

·CRD# 3058442·28 years experience

Professional Summary

Thomas Scott Ramsett is a registered financial advisor currently at INTRUA FINANCIAL located in Brookfield, Wisconsin and LPL FINANCIAL LLC located in Brookfield, Wisconsin. Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Thomas has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

Similar Advisors

Casey John Berrall

Casey John Berrall

BKM WEALTH MANAGEMENT

BROOKFIELD, WI · CRD#

Shelly May Wohler

Shelly May Wohler

INDEPENDENT FINANCIAL PARTNERS

Brookfield, WI · CRD#

Carson Joseph Biber

DRAKE & ASSOCIATES, LLC

WAUKESHA, WI · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Casey John Berrall

Casey John Berrall

BKM WEALTH MANAGEMENT

BROOKFIELD, WI · CRD#

Shelly May Wohler

Shelly May Wohler

INDEPENDENT FINANCIAL PARTNERS

Brookfield, WI · CRD#

Carson Joseph Biber

DRAKE & ASSOCIATES, LLC

WAUKESHA, WI · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Casey John Berrall

Casey John Berrall

BKM WEALTH MANAGEMENT

BROOKFIELD, WI · CRD#

Shelly May Wohler

Shelly May Wohler

INDEPENDENT FINANCIAL PARTNERS

Brookfield, WI · CRD#

Carson Joseph Biber

DRAKE & ASSOCIATES, LLC

WAUKESHA, WI · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Casey John Berrall

Casey John Berrall

BKM WEALTH MANAGEMENT

BROOKFIELD, WI · CRD#

Shelly May Wohler

Shelly May Wohler

INDEPENDENT FINANCIAL PARTNERS

Brookfield, WI · CRD#

Carson Joseph Biber

DRAKE & ASSOCIATES, LLC

WAUKESHA, WI · CRD#

Years of Experience

28 years in the financial services industry

Current & Past Employments

INTRUA FINANCIAL·CRD# 281554

RIA

1. 675 North Barker Road Suite 220, Brookfield, WI 530452. Venice, FL

November 13, 2023 - Present

LPL FINANCIAL LLC·CRD# 6413

RIA

BD

1. 675 N. Barker Road Ste. 220, Brookfield, WI 530452. Venice, FL

May 14, 2014 - Present

FREEDOM WEALTH ALLIANCE·CRD# 170456

RIA

Venice, FL

May 15, 2014 - December 12, 2023

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025

RIA

Brookfield, WI

March 5, 2010 - May 16, 2014

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025

BD

Brookfield, WI

March 5, 2010 - May 16, 2014

WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616

RIA

Elkhorn, WI

January 1, 2008 - March 8, 2010

WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616

BD

Elkhorn, WI

January 1, 2008 - March 8, 2010

A. G. EDWARDS & SONS, INC.·CRD# 4

BD

Elkhorn, WI

March 16, 2001 - January 3, 2008

WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616

BD

St. Louis, MO

July 28, 1998 - April 6, 2001

Similar Advisors

Casey John Berrall

Casey John Berrall

BKM WEALTH MANAGEMENT

BROOKFIELD, WI · CRD#

Shelly May Wohler

Shelly May Wohler

INDEPENDENT FINANCIAL PARTNERS

Brookfield, WI · CRD#

Carson Joseph Biber

DRAKE & ASSOCIATES, LLC

WAUKESHA, WI · CRD#

Current Firm

IF

INTRUA FINANCIAL

COMPASS WEALTH SOLUTIONS | WORKOPTIONAL | TA-CHECK FINANCIAL | RANDY GILLESPIE & ASSOCIATES | OAKMONT FINANCIAL GROUP | JEFF PEACE FINANCIAL | INTRUA FINANCIAL LLC | INTRUA FINANCIAL ADVISORY SERVICES | INTRUA FINANCIAL | HORIZENT TEAM | FREEDOM WEALTH ALLIANCE | CORNERSTONE INVESTMENT STRATEGIES

CRD#: 281554 / SEC#: 801-106767

RIA

Registered Investment Advisory firm - SEC (10/23/2015 Approved)

Contact Information

Main Address

3737 Buffalo Speedway Suite 400, Houston, TX 77098

Phone Number

(713) 355-9910

# of Employees

53

SEC notice filing (36 States and Territories)

Registered to provide investment advisory services in 36 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

INTRUA ADV PART 2A (3/31/2026)

INTRUA PART 2A APPENDIX 1 (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

7,272

AUM (Assets Under Management)

$1,747,007,902

Similar Advisors

Casey John Berrall

Casey John Berrall

BKM WEALTH MANAGEMENT

BROOKFIELD, WI · CRD#

Shelly May Wohler

Shelly May Wohler

INDEPENDENT FINANCIAL PARTNERS

Brookfield, WI · CRD#

Carson Joseph Biber

DRAKE & ASSOCIATES, LLC

WAUKESHA, WI · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 05/14/2014 - FREEDOM WEALTH ALLIANCE/ DBA ONLY/ 80%/ BROOKFIELD, WI 2. 09/01/2015 - WINDY CITY FINANCIAL PARTNERS - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 08/13/15 - 2 HRS/MO DURING SECS TRDG HRS. 3. 11/21/2023: Intrua Financial;. At reported business location(s); Registered Investment Advisor Hybrid; Inv. related; start date 10/1/2023; 140hrs/mo.; 60hrs during trading; I provide investment advisory services through Intrua Financial LLC, an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 01/23/2024 - Intrua Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s)- Start Date 01/01/2024 - 140 Hours Per Month/ 4 Hours During Trading 5. 02/09/2024 - Freedom Wealth Alliance - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s)- Start Date 01/01/2024 - 100 Hours Per Month/ 100 Hours During Trading

Similar Advisors

Casey John Berrall

Casey John Berrall

BKM WEALTH MANAGEMENT

BROOKFIELD, WI · CRD#

Shelly May Wohler

Shelly May Wohler

INDEPENDENT FINANCIAL PARTNERS

Brookfield, WI · CRD#

Carson Joseph Biber

DRAKE & ASSOCIATES, LLC

WAUKESHA, WI · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IF

INTRUA FINANCIAL

COMPASS WEALTH SOLUTIONS | WORKOPTIONAL | TA-CHECK FINANCIAL | RANDY GILLESPIE & ASSOCIATES | OAKMONT FINANCIAL GROUP | JEFF PEACE FINANCIAL | INTRUA FINANCIAL LLC | INTRUA FINANCIAL ADVISORY SERVICES | INTRUA FINANCIAL | HORIZENT TEAM | FREEDOM WEALTH ALLIANCE | CORNERSTONE INVESTMENT STRATEGIES

CRD#: 281554 / SEC#: 801-106767

RIA

Registered Investment Advisory firm - SEC (10/23/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

California
(5/14/2014)

RR

Florida
(5/14/2014)

IAR

Florida
(12/21/2023)

RR

Illinois
(5/14/2014)

RR

Kentucky
(1/11/2021)

RR

New Mexico
(6/28/2022)

RR

Wisconsin
(5/14/2014)

IAR

Wisconsin
(11/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2012About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1998About the Series 7 exam

FINRA

SRO Registrations

Similar Advisors

Casey John Berrall

Casey John Berrall

BKM WEALTH MANAGEMENT

BROOKFIELD, WI · CRD#

Shelly May Wohler

Shelly May Wohler

INDEPENDENT FINANCIAL PARTNERS

Brookfield, WI · CRD#

Carson Joseph Biber

DRAKE & ASSOCIATES, LLC

WAUKESHA, WI · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Scott Ramsett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Casey John Berrall

Casey John Berrall

BKM WEALTH MANAGEMENT

BROOKFIELD, WI · CRD#

Shelly May Wohler

Shelly May Wohler

INDEPENDENT FINANCIAL PARTNERS

Brookfield, WI · CRD#

Carson Joseph Biber

DRAKE & ASSOCIATES, LLC

WAUKESHA, WI · CRD#

TR

Follow Thomas

Get alerted to job moves, licensing changes, and new disclosures

Free — no card required