Andrew D. Tino
Professional summary
Andrew David Tino, who also goes by Andrew D Tino, Andy Tino, is a registered financial advisor currently at PNC CAPITAL ADVISORS LLC located in Pittsburgh, Pennsylvania and PNC CAPITAL MARKETS LLC located in Pittsburgh, Pennsylvania.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Andrew has worked at 10 firms and has passed the Series 66, Series 79TO, Series 52TO, SIE, Series 7, Series 14, Series 53, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew David Tino's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 3, 2023 - Present
PNC CAPITAL ADVISORS LLC
Office #1: 300 Fifth Avenue, Pittsburgh, PA 15222March 10, 2009 - Present
PNC CAPITAL MARKETS LLC
Office #1: 300 Fifth Avenue, Pittsburgh, PA 15222October 24, 2014 - Present
SOLEBURY CAPITAL LLC
Office #1: 400 South River Road, Suite 300, New Hope, PA 18938August 29, 2019 - August 2, 2023
SIXPOINT PARTNERS LLC
February 20, 2018 - January 2, 2019
TROUT CAPITAL LLC
March 10, 2009 - August 17, 2023
HARRIS WILLIAMS
October 4, 2007 - August 7, 2023
PNC WEALTH MANAGEMENT LLC
January 1, 2004 - October 3, 2007
PNC WEALTH MANAGEMENT LLC
January 1, 2004 - August 7, 2023
PNC WEALTH MANAGEMENT LLC
May 28, 2003 - January 1, 2004
J.J.B. HILLIARD, W.L. LYONS, LLC
June 1, 2002 - January 1, 2004
J.J.B. HILLIARD, W.L. LYONS, LLC
May 3, 2001 - June 1, 2002
PNC BROKERAGE CORP
July 8, 1998 - April 25, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
PNC CAPITAL ADVISORS LLC
CRD#: 151829 / SEC#: 801-70684
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/2019)
(3/24/2009)
(8/3/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
PNC CAPITAL ADVISORS LLC
CRD#: 151829 / SEC#: 801-70684
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 573 |
| AUM (Assets Under Management) | $ 42,558,194,728 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 08/24/2023 | ||
| 09/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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