Lule Demmissie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lule Demmissie, who also goes by Lule I Demmissie, Lule Ijjigu Demmissie, was a registered financial professional .
Lule is a previously registered financial professional and started their career in finance in 1998. Lule had worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2021 - July 31, 2024
ETORO USA SECURITIES INC.
March 23, 2021 - September 27, 2021
ALLY INVEST ADVISORS
October 30, 2019 - September 27, 2021
ALLY INVEST SECURITIES LLC
September 19, 2017 - September 10, 2018
SCOTTRADE, INC.
August 16, 2010 - March 18, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 9, 2010 - March 18, 2019
TD AMERITRADE, INC.
February 9, 2010 - March 18, 2019
TD AMERITRADE, INC.
June 1, 2009 - December 11, 2009
MORGAN STANLEY
June 1, 2009 - December 11, 2009
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
October 12, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
July 12, 2002 - April 2, 2007
MORGAN STANLEY DW INC.
June 11, 2001 - April 22, 2002
MORGAN STANLEY & CO. LLC
July 7, 1998 - July 19, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ETORO USA SECURITIES INC.
CRD#: 298361 / SEC#: , 8-70212
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ETORO US TRADING LLC | SHAREHOLDER | |
| BEN-SIMON, TAL DAVID | DIRECTOR | 7994172 |
| DIMAGGIO, CHARLIE F | FINOP | 6023789 |
| MCCORMICK, ANDREW MICHAEL | CEO/HEAD OF US/ PRESIDENT/ DIRECTOR | 6706923 |
| MURPHY, NICOLE SUZANNE | CCO/DIRECTOR | 5461537 |
| SREDNI, SALOMON | DIRECTOR | 4439138 |
| TENNEKOON, ALAIN | US HEAD OF OPERATIONS AND SERVICE | 5296665 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
