Shadrick P. Kralik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shadrick Paul Kralik, who also goes by Shad P Kralik, Shad Paul Kralik, Shad Kralik, Shadrick P Kralik, Shadrick Kralik, was a registered financial professional .
Shadrick is a previously registered financial professional and started their career in finance in 1998. Shadrick had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2010 - October 25, 2013
ALLSTATE FINANCIAL ADVISORS, LLC
June 30, 2008 - October 25, 2013
ALLSTATE FINANCIAL SERVICES, LLC
November 15, 2007 - June 5, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 25, 2007 - June 5, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 1, 2007 - October 4, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 7, 2007 - October 4, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 14, 1998 - February 4, 2006
SECURITIES AMERICA, INC.
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
