Stephen G. Hetrick

RETIREMENT COLLABORATIVE LLC

Harrisburg, PA 17110

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CRD#: 3057828

Professional summary

Stephen Graham Hetrick is a registered financial advisor currently at RETIREMENT COLLABORATIVE LLC located in Harrisburg, Pennsylvania.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Stephen has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Graham Hetrick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2008 - Present

RETIREMENT COLLABORATIVE LLC

Office #1: 2000 Linglestown Road Suite 303, Harrisburg, PA 17110

RIA

CRD#: 145733

Harrisburg, PA

Past

January 14, 2005 - April 1, 2008

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

HARRISBURG, PA

Past

October 17, 2001 - December 1, 2006

THE HETRICK INVESTMENT GROUP LLC

RIA

CRD#: 113907

HARRISBURG, PA

Past

December 15, 1999 - January 21, 2005

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

July 8, 1998 - December 14, 1999

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/31/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/19/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/1/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/2/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/13/2000

General Securities Principal Examination

Current Firm

RETIREMENT COLLABORATIVE LLC

CRD#: 145733 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (3/7/2008 Approved)

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Contact information

Main Address

2000 Linglestown Road Suite 303, Harrisburg, PA 17110

Mailing Address

Phone number

(717) 395-9380

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	334
AUM (Assets Under Management)	$ 44,622,839

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen G. Hetrick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Graham Hetrick's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

THE HETRICK INVESTMENT GROUP LLC

FSC SECURITIES CORPORATION

LOCUST STREET SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/1999

Series 63

Date: 6/19/1998

Series 7

Date: 3/1/1999

Series 6

Date: 6/2/1998

Series 24

Date: 3/13/2000

Current Firm

RETIREMENT COLLABORATIVE LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RETIREMENT COLLABORATIVE LLC

TRUST BUT VERIFY

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