Scott L. Keller

MARIETTA WEALTH MANAGEMENT

Marietta, GA 30060

Some features on this profile are disabled

CRD#: 3057544

Professional summary

Scott Lewis Keller is a registered financial advisor currently at MARIETTA WEALTH MANAGEMENT, LLC located in Marietta, Georgia.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Scott has worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Lewis Keller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 20, 2015 - Present

MARIETTA WEALTH MANAGEMENT, LLC

Office #1: 472 N. Sessions Street Unit #24, Marietta, GA 30060

RIA

CRD#: 281782

Marietta, GA

Past

July 28, 2005 - October 27, 2015

ALPS DISTRIBUTORS, INC.

CRD#: 16853

KENNESAW, GA

Past

January 2, 2004 - May 20, 2005

CITCO MUTUAL FUND DISTRIBUTORS, INC.

CRD#: 41920

MALVERN, PA

Past

April 30, 2003 - October 27, 2015

HENSSLER FINANCIAL

RIA

CRD#: 107866

KENNESAW, GA

Past

April 15, 2003 - October 27, 2015

HENSSLER FINANCIAL

RIA

CRD#: 104545

KENNESAW, GA

Past

November 7, 2001 - October 24, 2003

LIGHTHOUSE BROKERAGE AND FINANCIAL SERVICES, LLC

CRD#: 113519

MARIETTA, GA

Past

June 9, 1998 - October 31, 2001

INCAP SECURITIES, INC.

CRD#: 25401

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARIETTA WEALTH MANAGEMENT, LLC

LDM ADVISORY SERVICES, LLC | MARIETTA WEALTH MANAGEMENT, LLC

CRD#: 281782 / SEC#: 801-106784

RIA

Registered Investment Advisory firm - (10/15/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(10/20/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/22/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/27/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/8/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 10/26/2001

Investment Company Products/Variable Contracts Principal Examination

Current Firm

MARIETTA WEALTH MANAGEMENT, LLC

LDM ADVISORY SERVICES, LLC | MARIETTA WEALTH MANAGEMENT, LLC

CRD#: 281782 / SEC#: 801-106784

RIA

Registered Investment Advisory firm - (10/15/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

472 N. Sessions Street Unit #24, Marietta, GA 30060

Mailing Address

Phone number

(404) 549-6930

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,390
AUM (Assets Under Management)	$ 974,375,088

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Busby

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Atlanta, GA

Tyrane Perry

J.P. MORGAN SECURITIES LLC

IAR

Atlanta, GA

Alexander Paslay

KESTRA ADVISORY SERVICES, LLC

IAR

Woodstock, GA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Scott L. Keller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Lewis Keller's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPS DISTRIBUTORS, INC.

CITCO MUTUAL FUND DISTRIBUTORS, INC.

HENSSLER FINANCIAL

HENSSLER FINANCIAL

LIGHTHOUSE BROKERAGE AND FINANCIAL SERVICES, LLC

INCAP SECURITIES, INC.

Primary Firm SEC Registration

MARIETTA WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/22/1998

SIE

Date: 10/27/2015

Series 6

Date: 6/8/1998

Series 26

Date: 10/26/2001

Current Firm

MARIETTA WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARIETTA WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors