James H. Lee

LEE-KELLEHER WEALTH MANAGEMENT

FULTON, MD

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CRD#: 3057511

Professional summary

James Hengsuk Lee, CIMA® is a registered financial advisor currently at LEE-KELLEHER WEALTH MANAGEMENT located in Fulton, Maryland.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. James has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I*111210 For profit or not for profit: Non-Profit Organization Name of outside business organization: Adoptions Together Investment related: N Address of business: Calverton, Maryland 20705 Nature of business: Corporation, Position, title, association: Advisory Board Member, Start date of relationship: 1/25/2018 Number of hours devoted: 4 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Organization that helps people find adopting families. Help support the organization through personal network awareness and fund raising.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Hengsuk Lee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

August 7, 2024 - Present

LEE-KELLEHER WEALTH MANAGEMENT

RIA

CRD#: 331717

FULTON, MD

Past

August 15, 2011 - July 22, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

COLUMBIA, MD

Past

August 12, 2011 - July 22, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

COLUMBIA, MD

Past

June 1, 2009 - August 17, 2011

MORGAN STANLEY

RIA

CRD#: 149777

WASHINGTON, DC

Past

June 1, 2009 - August 17, 2011

MORGAN STANLEY

CRD#: 149777

WASHINGTON, DC

Past

November 29, 1998 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

WASHINGTON, DC

Past

June 25, 1998 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

WASHINGTON, DC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEE-KELLEHER WEALTH MANAGEMENT

LEE KELLEHER WEALTH MANAGEMENT | LEE-KELLEHER WEALTH MANAGEMENT

CRD#: 331717 / SEC#: 801-130558

RIA

Registered Investment Advisory firm - (6/27/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(8/7/2024)

IAR

Texas
(8/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/17/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/6/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/22/1998

General Securities Representative Examination

Current Firm

LEE-KELLEHER WEALTH MANAGEMENT

LEE KELLEHER WEALTH MANAGEMENT | LEE-KELLEHER WEALTH MANAGEMENT

CRD#: 331717 / SEC#: 801-130558

RIA

Registered Investment Advisory firm - (6/27/2024 Approved)

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Contact information

Main Address

Fulton, MD

Mailing Address

Phone number

(301) 450-2617

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEE-KELLEHER WEALTH MGMT - FORM ADV PART 2A - NOVEMBER 01, 2025 (11/10/2025)

Regulatory assets under management

Total Number of Accounts	360
AUM (Assets Under Management)	$ 198,870,111

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James H. Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Hengsuk Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

LEE-KELLEHER WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 7/17/1998

Series 63

Date: 7/6/1998

SIE

Date: 10/1/2018

Series 7

Date: 6/22/1998

Current Firm

LEE-KELLEHER WEALTH MANAGEMENT

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEE-KELLEHER WEALTH MANAGEMENT

TRUST BUT VERIFY

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