Cheiron Brandon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cheiron Brandon, who also goes by Cheiron E Tricarico, Cheiron Elizabeth Tricarico, Cheiron Tricarico, Cheiron E Tricarico Larocca, Cheiron Elizabeth Tricarico-larocca, Cheiron Tricarico-larocca, was a registered financial professional .
Cheiron is a previously registered financial professional and started their career in finance in 1998. Cheiron had worked at 6 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2016 - November 10, 2020
JPMORGAN DISTRIBUTION SERVICES, INC.
November 26, 2012 - June 7, 2016
J.P. MORGAN SECURITIES LLC
September 15, 2006 - September 6, 2007
CITIGROUP GLOBAL MARKETS INC.
November 29, 2004 - August 21, 2006
MORGAN STANLEY DW INC.
April 14, 2004 - November 11, 2004
UBS CAPITAL MARKETS L.P.
December 4, 1998 - April 14, 2004
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/22/2004
Limited Representative-Equity Trader ExamCurrent Firm
JPMORGAN DISTRIBUTION SERVICES, INC.
CRD#: 104234 / SEC#: , 8-52700
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| BARTA, WENDY KAY | PRESIDENT AND DIRECTOR | 2855534 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER AND DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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