Fred R. Lefevre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fred Rowland Lefevre was a registered financial professional .
Fred is a previously registered financial professional and started their career in finance in 1965. Fred had worked at 10 firms and has passed the Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2002 - October 11, 2002
RICHMARK CAPITAL CORPORATION
January 15, 1998 - July 17, 2002
ALLIANCE FINANCIAL GROUP, INC.
June 1, 1995 - November 12, 1997
T.L. GROUP, INC.
April 7, 1993 - September 7, 1993
AMERICA/SOUTHWESTERN SECURITIES GROUP, INC.
July 17, 1990 - September 8, 1995
T.L. SMITH SECURITIES
November 3, 1989 - July 5, 1990
V.F. MINTON SECURITIES, INC.
July 8, 1987 - November 16, 1989
VAUTRAIN NELSON LEFEVRE, ENDSLEY AND DURHAM, INC.
November 15, 1983 - July 7, 1987
DFW CLEARING, INC.
July 1, 1974 - December 5, 1983
E. F. HUTTON & COMPANY INC
December 9, 1965 - July 17, 1974
HAYDEN STONE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/7/1965
Registered Representative ExaminationCurrent Firm
RICHMARK CAPITAL CORPORATION
CRD#: 43162 / SEC#: , 8-50150
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RMC 1 CAPITAL MARKETS, INC. | HOLDING COMPANY | |
| WHITE, DOYLE MARK | SECRETARY/TREASURER, DIRECTOR | 2212634 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
