Leonard E. Leetzow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leonard Ermond Leetzow JR was a registered financial professional .
Leonard is a previously registered financial professional and started their career in finance in 1965. Leonard had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 5, PC, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2023 - March 27, 2025
WR WEALTH PLANNERS LLC
December 23, 2015 - June 21, 2024
WEALTH PLANNING AND DESIGN LLC
October 17, 2012 - March 28, 2016
NEPSIS ADVISOR SERVICES, INC.
June 1, 2009 - October 25, 2012
MORGAN STANLEY
June 1, 2009 - October 25, 2012
MORGAN STANLEY
July 31, 1993 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
July 31, 1993 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
November 22, 1977 - July 31, 1993
LEHMAN BROTHERS INC.
March 17, 1977 - November 22, 1977
SHEARSON HAYDEN STONE INC.
November 8, 1974 - March 17, 1977
SHEARSON HAYDEN STONE INC.
April 13, 1965 - November 8, 1974
SHEARSON, HAMMILL & CO., INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationPC
Date: 6/7/1977
AMEX Put and Call ExamSeries 1
Date: 4/9/1965
Registered Representative ExaminationSeries 40
Date: 3/10/1977
Registered Principal ExaminationCurrent Firm
WR WEALTH PLANNERS LLC
CRD#: 306951 / SEC#: 801-118523
Contact information
Red Flags
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