Chan-ree Kim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chan-ree Kim was a registered financial professional .
Chan-ree is a previously registered financial professional and started their career in finance in 2000. Chan-ree had worked at 14 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2015 - September 7, 2016
BLACKSTONE SECURITIES PARTNERS L.P.
August 9, 2013 - October 23, 2014
ITAU BBA USA SECURITIES, INC.
April 4, 2011 - July 25, 2013
FORESIDE FUND SERVICES, LLC
June 12, 2009 - March 31, 2011
DWS DISTRIBUTORS, INC.
September 18, 2007 - June 27, 2008
DWS DISTRIBUTORS, INC.
September 18, 2007 - March 31, 2011
DEAM INVESTOR SERVICES, INC.
August 7, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
August 7, 2006 - August 3, 2007
MORGAN STANLEY DISTRIBUTORS INC.
August 7, 2006 - August 3, 2007
MORGAN STANLEY & CO. LLC
July 27, 2006 - August 3, 2007
INVESCO CAPITAL MARKETS, INC.
July 26, 2006 - August 3, 2007
MORGAN STANLEY DISTRIBUTION, INC.
May 25, 2005 - July 5, 2006
TD AMERITRADE, INC.
May 13, 2003 - May 4, 2005
PINEBRIDGE SECURITIES LLC
December 14, 2001 - December 31, 2002
UST SECURITIES CORP.
December 12, 2000 - October 22, 2001
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLACKSTONE SECURITIES PARTNERS L.P.
CRD#: 17917 / SEC#: , 8-35941
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKSTONE GROUP HOLDINGS L.P. | LIMITED PARTNER | |
| BALLAS, ZACHARY | DESIGNATED PRINCIPAL | 6563232 |
| BLACKSTONE ADVISORY SERVICES L.L.C. | GENERAL PARTNER | |
| DEROSE, ANTHONY | CHIEF COMPLIANCE OFFICER | 5553578 |
| PAYNE, DAVID BRYAN | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, FINOP | 4984877 |
| SCHWARZMAN, STEPHEN ALLEN | CHAIRMAN & CEO | 861435 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
