Scott E. Husnick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Eugene Husnick was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1999. Scott had worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2018 - October 19, 2018
EAGLE STRATEGIES LLC
May 4, 2017 - October 19, 2018
NYLIFE SECURITIES LLC
November 6, 2015 - March 18, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
November 6, 2015 - March 18, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
August 17, 2009 - November 24, 2015
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
August 6, 2009 - November 24, 2015
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 31, 2007 - August 7, 2009
INVEST FINANCIAL CORPORATION
July 31, 2007 - August 7, 2009
INVEST FINANCIAL CORPORATION
March 31, 2006 - August 1, 2007
A. G. EDWARDS & SONS, INC.
May 11, 2004 - April 4, 2006
WELLS FARGO INVESTMENTS, LLC
May 11, 2004 - April 4, 2006
WELLS FARGO INVESTMENTS, LLC
April 12, 2000 - May 13, 2004
U.S. BANCORP INVESTMENTS, INC.
January 29, 1999 - February 7, 2000
FINTEGRA, LLC
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
