Andrew Byer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Byer, who also goes by Andrew Howard Byer, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2000. Andrew had worked at 15 firms and has passed the Series 63, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2011 - May 17, 2012
PIMCO INVESTMENTS LLC
May 12, 2010 - October 4, 2011
BLACKROCK INVESTMENTS, LLC
May 12, 2010 - October 4, 2011
BLACKROCK CAPITAL MARKETS, LLC
November 24, 2009 - October 4, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
July 8, 2008 - October 4, 2011
BLACKROCK EXECUTION SERVICES
September 8, 2006 - November 29, 2007
CITI DISTRIBUTION SERVICES, INC.
September 8, 2006 - December 4, 2007
VICTORY CAPITAL SERVICES, INC.
September 8, 2006 - June 6, 2008
IMST DISTRIBUTORS, LLC
September 8, 2006 - June 6, 2008
FUNDS DISTRIBUTOR, LLC
September 8, 2006 - June 6, 2008
BD COMPLIANCE SOLUTIONS, LLC
August 8, 2006 - June 6, 2008
FORESIDE INVESTMENT SERVICES, LLC
June 22, 2005 - October 1, 2007
HEARTLAND INVESTOR SERVICES, LLC
April 29, 2005 - July 16, 2007
FTFD FUND DISTRIBUTOR, INC.
December 7, 2004 - June 6, 2008
FORESIDE DISTRIBUTION SERVICES, L.P.
February 23, 2000 - December 3, 2004
THE HUNTINGTON INVESTMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PIMCO INVESTMENTS LLC
CRD#: 154957 / SEC#: , 8-68686
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | SOLE MEMBER | 104559 |
| BENTLEY, JAMES DANIEL | MANAGER, BOARD OF MANAGERS | 5138093 |
| BURG, ANTHONY ALAN | TREASURER | 6005184 |
| DUBITZKY, YITZHAK ZVI | CHIEF COMPLIANCE OFFICER & CHIEF LEGAL OFFICER | 6897287 |
| FERRARI, DAVID RICHARD | PRINCIPAL FINANCIAL OFFICER & FINANCIAL AND OPERATIONS PRINCIPAL | 6004690 |
| HALL, GREGORY WESTON | PRINCIPAL EXECUTIVE OFFICER & CHAIRMAN, BOARD OF MANAGERS | 3111343 |
| OGLESBY, SARAH JANE | SECRETARY | 7676855 |
| PITTERS, CALEB JOSEPH ALEXANDER JR | MANAGER, BOARD OF MANAGERS | 3198603 |
| SUTHERLAND, ERIC MICHAEL | PRESIDENT & MANAGER, BOARD OF MANAGERS | 1724744 |
| THOMAS, MARK GARETH | HEAD OF BUSINESS MANAGEMENT | 2923871 |
| TRACY, LAUREN RITA | MANAGER, BOARD OF MANAGERS | 4027974 |
| WHITTAKER, MEGAN HAYES | AML COMPLIANCE OFFICER | 6442805 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
