MM
Mordechai Meisels
PARK AVENUE SECURITIES LLC
New City, NY 10956
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CRD#: 3056135
MM
Professional summary
Mordechai Meisels, who also goes by Martin Meisels, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in New City, New York.
Mordechai is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Mordechai has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Martin Meisels
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Wealth Advisory Group LLC
Solicit Non Guardian Insurance products
Start: 10/01/2009
Address: 200 E Eckerson Road, Suite 230
New City, NY 10956
10 bus hrs per month
Investment related
CRS (Client Relationship Summary) - RIA
Click below to view Mordechai Meisels's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mordechai Meisels's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 12, 2009 - Present
PARK AVENUE SECURITIES LLC
Office #1: 200 E. Eckerson Road Suite 230, New City, NY 10956RIA
BD
CRD#: 46173
New City, NY
Current
May 11, 2009 - Present
PARK AVENUE SECURITIES LLC
Office #1: 200 E. Eckerson Road Suite 230, New City, NY 10956RIA
BD
CRD#: 46173
New City, NY
Past
January 30, 2009 - April 30, 2009
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
WESLEY HILLS, NY
Past
June 10, 2004 - February 19, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
PARAMUS, NJ
Past
March 26, 2004 - February 19, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
PARAMUS, NJ
Past
November 11, 1998 - March 31, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
August 6, 1998 - November 9, 1998
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(5/11/2009)
IAR
Connecticut(6/2/2009)
RR
Delaware(2/23/2017)
RR
Florida(4/23/2010)
IAR
Florida(3/8/2021)
RR
Illinois(7/24/2012)
RR
Massachusetts(12/3/2012)
RR
Minnesota(12/2/2022)
RR
New Jersey(5/11/2009)
IAR
New Jersey(5/12/2009)
RR
New York(5/11/2009)
IAR
New York(4/16/2021)
RR
North Carolina(5/15/2015)
RR
Oklahoma(8/26/2024)
RR
Pennsylvania(12/4/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
